The Securities and Exchange Commission is proposing investment advisers disclose more information to their clients about their soft dollar usage. In an Open Meeting this week, the SEC voted to propose ...

Roel Campos, commissioner at the Securities and Exchange Commission, would like to revive the soft dollar disclosure regime the SEC briefly flirted with in 1995. Roel Campos, commissioner at the ...

Too hot? Too cold? Or just right? For those concerned with the latest Securities and Exchange Commission recipe for soft dollar disclosure, the answer is “all of the above.” Some say the regulator’s ...

NASD EVP Elisse B. Walter has a few words for mutual fund industry professionals who believe that the current regulatory atmosphere will soon pass and the good old days of lessened scrutiny will ...