More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.

By Chris Prentice and Jonathan Stempel (Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...